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    SEC Filings

    Form T-3
    WALTER INVESTMENT MANAGEMENT CORP filed this Form T-3 on 11/06/2017
    Document Outline
    Entire Document (3747.6 KB)
    Subdocument 1 - T-3 - T-3
    Page 1 - UNITED STATES
    Page 2 - N/A
    Page 3 - GENERAL
    Page 4 - AFFILIATIONS
    Page 5 - MANAGEMENT AND CONTROL
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - N/A
    Page 9 - N/A
    Page 10 - N/A
    Page 11 - UNDERWRITERS
    Page 12 - CAPITAL SECURITIES
    Page 13 - INDENTURE SECURITIES
    Page 14 - ipso facto
    Page 15 - N/A
    Page 16 - CONTENTS OF APPLICATION FOR QUALIFICATION
    Page 17 - N/A
    Page 18 - SIGNATURES
    Page 19 - N/A
    Page 20 - REO MANAGEMENT SOLUTIONS, LLC
    Subdocument 2 - EX-99.(T)(3)(B).1 - EX-99.(T)(3)(B).1
    Page 1 - Exhibit T3B.1
    Page 2 - N/A
    Subdocument 3 - EX-99.(T)(3)(A).2 - EX-99.(T)(3)(A).2
    Page 1 - Exhibit T3A.2
    Page 2 - AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERTIFICATE OF AMENDMENT IS
    Page 3 - AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERTIFICATE OF MERGER IS TH
    Page 4 - AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERTIFICATE OF MERGER IS TH
    Page 5 - ARTICLE 1.
    Page 6 - ARTICLE 7.
    Page 7 - CERTIFICATE OF OWNERSHIP AND MERGER
    Page 8 - Exhibit A
    Page 9 - CERTIFICATE OF AMENDMENT
    Page 10 - STATE OF DELAWARE
    Page 11 - CERTIFICATE OF FORMATION
    Page 12 - STATE OF DELAWARE
    Page 13 - CERTIFICATE OF MERGER
    Page 14 - IN WITNESS WHEREOF
    Page 15 - CERTIFICATE OF MERGER
    Page 16 - CERTIFICATE OF MERGER
    Page 17 - IN WITNESS WHEREOF,
    Page 18 - STATE OF DELAWARE
    Page 19 - IN WITNESS WHEREOF
    Page 20 - FIRST:
    Page 21 - IN WITNESS WHEREOF
    Page 22 - CERTIFICATE OF MERGER
    Page 23 - IN WITNESS WHEREOF
    Subdocument 4 - EX-99.(T)(3)(B).2 - EX-99.(T)(3)(B).2
    Page 1 - Exhibit T3B.2
    Page 2 - NOW, THEREFORE
    Page 3 - Members.
    Page 4 - provided
    Page 5 - Tax Status.
    Page 6 - HUD/FHA Matters.
    Page 7 - Amendments and Waivers.
    Page 8 - Miscellaneous.
    Page 9 - IN WITNESS WHEREOF,
    Page 10 - SCHEDULE A
    Page 11 - N/A
    Page 12 - N/A
    Page 13 - N/A
    Subdocument 5 - EX-99.(T)(3)(A).3 - EX-99.(T)(3)(A).3
    Page 1 - Exhibit T3A.3
    Page 2 - Del. C
    Subdocument 6 - EX-99.(T)(3)(B).3 - EX-99.(T)(3)(B).3
    Page 1 - Exhibit T3B.3
    Page 2 - Fiscal Year
    Page 3 - provided
    Page 4 - Liquidating Member )
    Page 5 - Amendments.
    Page 6 - Severability
    Page 7 - N/A
    Page 8 - SCHEDULE A
    Subdocument 7 - EX-99.(T)(3)(B).5 - EX-99.(T)(3)(B).5
    Page 1 - Exhibit T3B.5
    Page 2 - Act
    Page 3 - Management.
    Page 4 - Capital Contributions.
    Page 5 - Limited Liability of Members.
    Page 6 - Amendments.
    Page 7 - Captions
    Page 8 - IN WITNESS WHEREOF
    Page 9 - SCHEDULE A
    Subdocument 8 - EX-99.(T)(3)(B).10 - EX-99.(T)(3)(B).10
    Page 1 - Exhibit T3B.10
    Page 2 - 2. Purpose.
    Page 3 - ( Officers ).
    Page 4 - 9. Capital Contributions.
    Page 5 - 15. Liquidation and Dissolution.
    Page 6 - 17. Amendments.
    Page 7 - Notices
    Page 8 - SCHEDULE A
    Subdocument 9 - EX-99.(T)(3)(A).12 - EX-99.(T)(3)(A).12
    Page 1 - Exhibit T3A.12
    Page 2 - N/A
    Page 3 - N/A
    Page 4 - N/A
    Subdocument 10 - EX-99.(T)(3)(B).13 - EX-99.(T)(3)(B).13
    Page 1 - Exhibit T3B.13
    Page 2 - NOW, THEREFORE
    Page 3 - Members.
    Page 4 - Capital Contributions.
    Page 5 - Withdrawals.
    Page 6 - Amendments.
    Page 7 - Miscellaneous.
    Page 8 - IN WITNESS WHEREOF,
    Page 9 - SCHEDULE A
    Subdocument 11 - EX-99.(T)(3)(E).1 - EX-99.(T)(3)(E).1
    Page 1 - Exhibit T3E.1
    Page 2 - THIS SOLICITATION OF VOTES (THE SOLICITATION ) IS BEING CONDUCTED TO OBTAIN SUFFICIENT ACCEPTANCES O
    Page 3 - HOLDERS OF CLAIMS OR INTERESTS SHOULD NOT CONSTRUE THE CONTENTS OF THIS DISCLOSURE STATEMENT AS PROV
    Page 4 - DESCRIBED IN MORE DETAIL UNDER THE HEADING RISK FACTORS AND ELSEWHERE IN THE COMPANY S ANNUAL AND QU
    Page 5 - N/A
    Page 6 - N/A
    Page 7 - N/A
    Page 8 - I.
    Page 9 - Term Lender RSA
    Page 10 - N/A
    Page 11 - THE DEBTOR AND THE AFFILIATE CO-PLAN PROPONENTS (COLLECTIVELY, THE PLAN SUPPORT PARTIES ) SUPPORT CO
    Page 12 - GUARANTEES UNDER THE PREPETITION CREDIT AGREEMENT AND THE SENIOR NOTES, RESPECTIVELY.
    Page 13 - N/A
    Page 14 - N/A
    Page 15 - N/A
    Page 16 - WHERE TO FIND ADDITIONAL INFORMATION
    Page 17 - You should carefully read the entire Disclosure Statement and the documents incorporated by referenc
    Page 18 - N/A
    Page 19 - Fannie Agreements
    Page 20 - MSRs
    Page 21 - HECM
    Page 22 - Exhibit G
    Page 23 - N/A
    Page 24 - N/A
    Page 25 - N/A
    Page 26 - N/A
    Page 27 - III.
    Page 28 - Ad Hoc Convertible Noteholders Group
    Page 29 - IV.
    Page 30 - Exhibit A
    Page 31 - Cash Management System
    Page 32 - N/A
    Page 33 - N/A
    Page 34 - V.
    Page 35 - provided
    Page 36 - provided
    Page 37 - N/A
    Page 38 - Exhibit G
    Page 39 - Classification
    Page 40 - Treatment
    Page 41 - Treatment
    Page 42 - provided
    Page 43 - Voting
    Page 44 - N/A
    Page 45 - provided that
    Page 46 - provided that
    Page 47 - provided
    Page 48 - 382(l)(5) Exception
    Page 49 - provided that
    Page 50 - provided
    Page 51 - Employee Arrangements
    Page 52 - provided that
    Page 53 - ultra vires
    Page 54 - provided
    Page 55 - provided
    Page 56 - Withholding Rights
    Page 57 - provided
    Page 58 - N/A
    Page 59 - provided that
    Page 60 - N/A
    Page 61 - N/A
    Page 62 - N/A
    Page 63 - N/A
    Page 64 - Upon entry of the Confirmation Order, all holders of Claims and Interests and other parties in inter
    Page 65 - By accepting distributions pursuant to the Plan, each holder of an Allowed Claim or Interest extingu
    Page 66 - provided that
    Page 67 - N/A
    Page 68 - N/A
    Page 69 - Registration Rights Agreement
    Page 70 - N/A
    Page 71 - Plan Modifications
    Page 72 - Other Amendments
    Page 73 - provided
    Page 74 - N/A
    Page 75 - VII.
    Page 76 - N/A
    Page 77 - Assumed Effective Date
    Page 78 - Projected Income Statement
    Page 79 - Projected Balance Sheet
    Page 80 - Projected Liquidity
    Page 81 - N/A
    Page 82 - N/A
    Page 83 - Reconciliation of Non-GAAP Items - 2017 [1]
    Page 84 - Reconciliation of Non-GAAP Items - 2019 [1]
    Page 85 - VIII.
    Page 86 - Standalone Equity Value
    Page 87 - DCF
    Page 88 - IX.
    Page 89 - X.
    Page 90 - The following summary of certain U.S. federal income tax consequences is for informational purposes
    Page 91 - N/A
    Page 92 - immediately before
    Page 93 - N/A
    Page 94 - N/A
    Page 95 - N/A
    Page 96 - N/A
    Page 97 - N/A
    Page 98 - N/A
    Page 99 - N/A
    Page 100 - de minimis
    Page 101 - de minimis
    Page 102 - N/A
    Page 103 - XI.
    Page 104 - N/A
    Page 105 - ab initio
    Page 106 - N/A
    Page 107 - Exhibit H
    Page 108 - N/A
    Page 109 - N/A
    Page 110 - N/A
    Page 111 - Ginnie Mae Guaranty Agreement
    Page 112 - N/A
    Page 113 - N/A
    Page 114 - Collateral
    Page 115 - N/A
    Page 116 - Certain holders of Senior Notes Claims may acquire a significant ownership interest in the Mandatori
    Page 117 - N/A
    Page 118 - Certain holders of Term Loan Claims, Senior Notes Claims, and Convertible Notes Claims may acquire a
    Page 119 - N/A
    Page 120 - N/A
    Page 121 - XII.
    Page 122 - Exhibit
    Page 123 - Solicitation Package
    Page 124 - XIII.
    Page 125 - N/A
    Page 126 - N/A
    Page 127 - Exhibit J
    Page 128 - e.g.
    Page 129 - XIV.
    Page 130 - N/A
    Page 131 - XV.
    Page 132 - N/A
    Page 133 - Signature Page for Disclosure Statement for Prepackaged Chapter 11 Plan of Reorganization of Walter
    Page 134 - Signature Page for Disclosure Statement for Prepackaged Chapter 11 Plan of Reorganization of Walter
    Page 135 - Signature Page for Disclosure Statement for Prepackaged Chapter 11 Plan of Reorganization of Walter
    Page 136 - Exhibit A
    Page 137 - Exhibit A
    Page 138 - Table of Contents
    Page 139 - Table of Contents
    Page 140 - Table of Contents
    Page 141 - Table of Contents
    Page 142 - WIMC
    Page 143 - Amended and Restated Credit Facility Agent
    Page 144 - Business Day
    Page 145 - Consenting Term Lenders
    Page 146 - DIP Guaranties
    Page 147 - Distribution Record Date
    Page 148 - provided that
    Page 149 - Insured Claims
    Page 150 - New Second Lien Notes Indenture
    Page 151 - Prepetition Administrative Agent
    Page 152 - Released Parties
    Page 153 - RMS
    Page 154 - Interpretation; Application of Definitions and Rules of Construction.
    Page 155 - Fee Claims.
    Page 156 - Restructuring Expenses.
    Page 157 - Special Provision Governing Unimpaired Claims.
    Page 158 - Voting
    Page 159 - Senior Notes Claims (Class 5).
    Page 160 - General Unsecured Claims (Class 7).
    Page 161 - provided that
    Page 162 - Compromise and Settlement of Claims, Interests, and Controversies.
    Page 163 - New Second Lien Notes.
    Page 164 - New Intercreditor Agreement.
    Page 165 - Section 1145 Exemption.
    Page 166 - provided
    Page 167 - provided that
    Page 168 - provided
    Page 169 - Employee Matters.
    Page 170 - Closing of Chapter 11 Case.
    Page 171 - Rights and Powers of Disbursing Agent.
    Page 172 - provided that
    Page 173 - Time Bar to Cash Payments.
    Page 174 - Setoffs and Recoupments.
    Page 175 - Hart-Scott-Rodino Antitrust Improvements Act.
    Page 176 - Estimation of Claims.
    Page 177 - Determination of Cure Disputes and Deemed Consent.
    Page 178 - Payments Related to Assumption of Contracts and Leases.
    Page 179 - Intellectual Property Licenses and Agreements.
    Page 180 - ARTICLE IX CONDITIONS PRECEDENT TO CONFIRMATION OF PLAN AND EFFECTIVE DATE.
    Page 181 - Waiver of Conditions Precedent.
    Page 182 - Binding Effect.
    Page 183 - be or are extinguished, discharged, or released pursuant to the Plan from (i) commencing, conducting
    Page 184 - documents (including the Definitive Documents), and the negotiation, formulation, or preparation the
    Page 185 - Releases of Affiliate Co-Plan Proponents by Holders of Claims in Classes 4 and 5.
    Page 186 - Solicitation of Plan.
    Page 187 - Registration Rights
    Page 188 - Courts of Competent Jurisdiction.
    Page 189 - Substantial Consummation of the Plan.
    Page 190 - Other Amendments
    Page 191 - Governing Law.
    Page 192 - Entire Agreement.
    Page 193 - [THE REMAINDER OF THIS PAGE INTENTIONALLY WAS LEFT BLANK]
    Page 194 - N/A
    Page 195 - N/A
    Page 196 - N/A
    Page 197 - N/A
    Page 198 - N/A
    Page 199 - Exhibit B
    Page 200 - EXHIBIT C
    Page 201 - EXHIBIT D
    Page 202 - EXHIBIT E
    Page 203 - Exhibit E
    Page 204 - Commitment Letter
    Page 205 - DIP Closing
    Page 206 - Indemnified Person
    Page 207 - N/A
    Page 208 - provided
    Page 209 - THIS COMMITMENT LETTER SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE
    Page 210 - provided
    Page 211 - Syndication
    Page 212 - N/A
    Page 213 - N/A
    Page 214 - N/A
    Page 215 - N/A
    Page 216 - N/A
    Page 217 - Exhibit A: Term Sheet
    Page 218 - CERTAIN TERMS OF DIP WAREHOUSE FACILITY AGREEMENTS
    Page 219 - N/A
    Page 220 - N/A
    Page 221 - N/A
    Page 222 - N/A
    Page 223 - N/A
    Page 224 - N/A
    Page 225 - N/A
    Page 226 - N/A
    Page 227 - N/A
    Page 228 - N/A
    Page 229 - N/A
    Page 230 - N/A
    Page 231 - N/A
    Page 232 - N/A
    Page 233 - N/A
    Page 234 - N/A
    Page 235 - N/A
    Page 236 - N/A
    Page 237 - N/A
    Page 238 - N/A
    Page 239 - N/A
    Page 240 - N/A
    Page 241 - N/A
    Page 242 - Schedule 1: Facility Pricing, Collateral and Other Terms12, 13
    Page 243 - New Servicing Advance Facility
    Page 244 - New Reverse Mortgage Facility (HECM Buyout Facility)
    Page 245 - Other Terms
    Page 246 - N/A
    Page 247 - N/A
    Page 248 - EXHIBIT F
    Page 249 - Exhibit F
    Page 250 - TABLE OF CONTENTS
    Page 251 - N/A
    Page 252 - N/A
    Page 253 - N/A
    Page 254 - Borrower
    Page 255 - ARTICLE 1
    Page 256 - Adjusted LIBO Rate
    Page 257 - All-in Yield
    Page 258 - Asset Sale
    Page 259 - Business Day
    Page 260 - Change in Law
    Page 261 - Closing Date Warrants
    Page 262 - Consolidated Interest Expense
    Page 263 - provided, however
    Page 264 - provided
    Page 265 - EEA Financial Institution
    Page 266 - ERISA
    Page 267 - Contract Consideration
    Page 268 - Excluded Taxes
    Page 269 - Fannie Mae
    Page 270 - Flood Determination Form
    Page 271 - Heritage Walter Securitization Trust
    Page 272 - Indemnified Taxes
    Page 273 - Interest Rate Protection Agreement
    Page 274 - Leaseholds
    Page 275 - Maturity Date
    Page 276 - MSR Facility Trust
    Page 277 - minus
    Page 278 - Net Sale Proceeds
    Page 279 - Non-Defaulting Lender
    Page 280 - Other Hedging Agreements
    Page 281 - provided
    Page 282 - Permitted Liens
    Page 283 - Permitted Residual Indebtedness
    Page 284 - Person
    Page 285 - Pro Forma Basis
    Page 286 - provided
    Page 287 - Recovery Event
    Page 288 - Related Parties
    Page 289 - Restricted Subsidiary
    Page 290 - Securitization Entity
    Page 291 - Servicing Advance Facility
    Page 292 - Subsidiary Guarantor
    Page 293 - Uniform Customs
    Page 294 - Withdrawal Liability
    Page 295 - Classification of Loans and Borrowings
    Page 296 - Fees
    Page 297 - N/A
    Page 298 - Repayment Date
    Page 299 - N/A
    Page 300 - Mandatory Prepayments
    Page 301 - N/A
    Page 302 - N/A
    Page 303 - Breakage Event
    Page 304 - Pro Rata Treatment
    Page 305 - Taxes
    Page 306 - N/A
    Page 307 - N/A
    Page 308 - Assignment of Commitments Under Certain Circumstances;
    Page 309 - Defaulting Lenders
    Page 310 - provided,
    Page 311 - Amend and Extend Transactions
    Page 312 - Corrective Extension Amendment
    Page 313 - provided
    Page 314 - ARTICLE 3
    Page 315 - Approvals
    Page 316 - Litigation
    Page 317 - Compliance with ERISA
    Page 318 - Capitalization
    Page 319 - Employment and Labor Relations
    Page 320 - Anti-Terrorism Laws
    Page 321 - Government Official
    Page 322 - N/A
    Page 323 - N/A
    Page 324 - ARTICLE 5
    Page 325 - SEC
    Page 326 - N/A
    Page 327 - N/A
    Page 328 - ERISA
    Page 329 - Additional Security Documents
    Page 330 - e.g.
    Page 331 - ARTICLE 6
    Page 332 - provided
    Page 333 - provided
    Page 334 - provided
    Page 335 - provided
    Page 336 - N/A
    Page 337 - provided
    Page 338 - provided
    Page 339 - provided
    Page 340 - provided
    Page 341 - Investment
    Page 342 - Intercompany Loans
    Page 343 - Acquired Entity
    Page 344 - Pro Forma
    Page 345 - minus
    Page 346 - Asset Coverage Ratios
    Page 347 - Modifications of Certain Agreements.
    Page 348 - Limitation on Issuance of Equity Interests
    Page 349 - Prepayments of Other Indebtedness
    Page 350 - Security Documents
    Page 351 - Guaranties
    Page 352 - ARTICLE 8
    Page 353 - N/A
    Page 354 - ARTICLE 9
    Page 355 - ops-collateral@credit-suisse.com]8
    Page 356 - N/A
    Page 357 - N/A
    Page 358 - provided, that
    Page 359 - Register
    Page 360 - provided that
    Page 361 - N/A
    Page 362 - Expenses; Indemnity
    Page 363 - provided
    Page 364 - N/A
    Page 365 - provided further
    Page 366 - Severability
    Page 367 - Information
    Page 368 - Remainder of Page Intentionally Left Blank; Signature Pages to Follow
    Page 369 - N/A
    Page 370 - N/A
    Page 371 - EXHIBIT G
    Page 372 - N/A
    Page 373 - EXHIBIT H
    Page 374 - LIQUIDATION ANALYSIS FOR WALTER INVESTMENT MANAGEMENT Corp.
    Page 375 - N/A
    Page 376 - N/A
    Page 377 - N/A
    Page 378 - SUMMARY OF ESTIMATED RECOVERIES FOR CLAIMS AND INTERESTS
    Page 379 - V. Liquidation Analysis
    Page 380 - Note 1 Cash and Cash Equivalents
    Page 381 - Note 6 Servicing Rights, Net
    Page 382 - Note 10 Investments in Subsidiaries
    Page 383 - Note 12 Secured Claims
    Page 384 - Note 15 Equity Interests
    Page 385 - EXHIBIT I
    Page 386 - N/A

     

     

     

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