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SEC Filings

T-3
WALTER INVESTMENT MANAGEMENT CORP filed this Form T-3 on 11/06/2017
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IX. TRANSFER RESTRICTIONS AND CONSEQUENCES UNDER FEDERAL SECURITIES LAWS

     84  

X. CERTAIN U.S. FEDERAL INCOME TAX CONSEQUENCES OF PLAN

     85  

XI. CERTAIN RISK FACTORS TO BE CONSIDERED

     99  

A.

  Certain Bankruptcy Law Considerations      99  

B.

  Additional Factors Affecting Value of Reorganized Debtor      103  

C.

  Risks Relating to Debtor’s Business and Financial Condition      104  

D.

  Factors Relating to Securities to be Issued Under Plan, Generally      108  

E.

  Risks Related to DIP Warehouse Facilities and Exit Warehouse Facilities      108  

F.

  Risks Related to an Investment in New Second Lien Notes      109  

G.

  Risks Related to Investment in the Mandatorily Convertible Preferred Stock      112  

H.

  Risks Related to Investment in the New Common Stock      114  

I.

  Risks Related to Investment the New Warrants      116  

J.

  Additional Factors      116  

XII. VOTING PROCEDURES AND REQUIREMENTS

     117  

A.

  Parties Entitled to Vote      117  

B.

  Voting Deadline      118  

C.

  Voting Procedures      119  

XIII. CONFIRMATION OF PLAN

     120  

A.

  Confirmation Hearing      120  

B.

  Objections to Confirmation      121  

C.

  Requirements for Confirmation of Plan      122  

XIV. ALTERNATIVES TO CONFIRMATION AND CONSUMMATION OF PLAN

     125  

A.

  Alternative Plan of Reorganization      125  

B.

  Sale Under Section 363 of Bankruptcy Code      125  

C.

  Liquidation Under Chapter 7 or Applicable Non-Bankruptcy Law      125  

XV. CONCLUSION AND RECOMMENDATION

     127  

 

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