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SEC Filings

T-3
WALTER INVESTMENT MANAGEMENT CORP filed this Form T-3 on 11/06/2017
Entire Document
 


Section 3.05

  Financial Statements; Financial Condition; Undisclosed Liabilities      62  

Section 3.06

  Litigation      63  

Section 3.07

  True and Complete Disclosure      63  

Section 3.08

  Use of Proceeds; Margin Regulations      63  

Section 3.09

  Tax Returns and Payments      63  

Section 3.10

  Compliance with ERISA      64  

Section 3.11

  Security Documents      64  

Section 3.12

  Properties      64  

Section 3.13

  Capitalization      65  

Section 3.14

  Subsidiaries      65  

Section 3.15

  Compliance with Statutes, Etc.      65  

Section 3.16

  Investment Company Act      65  

Section 3.17

  Insurance      65  

Section 3.18

  Environmental Matters      65  

Section 3.19

  Employment and Labor Relations      66  

Section 3.20

  Intellectual Property, Etc.      66  

Section 3.21

  Indebtedness      66  

Section 3.22

  Anti-Terrorism Law      67  

Section 3.23

  [Reserved]      67  

Section 3.24

  [Reserved]      67  

Section 3.25

  [Reserved]      67  

Section 3.26

  Foreign Corrupt Practices Act      67  
ARTICLE 4   CONDITIONS OF LENDING      68  

Section 4.01

  Conditions Precedent      68  
ARTICLE 5   AFFIRMATIVE COVENANTS      71  

Section 5.01

  Information Covenants      71  

Section 5.02

  Books, Records and Inspections      73  

Section 5.03

  Maintenance of Property; Insurance      73  

Section 5.04

  Existence; Franchises      74  

Section 5.05

  Compliance with Statutes, Etc.      74  

Section 5.06

  Compliance with Environmental Laws      75  

Section 5.07

  ERISA      75  

Section 5.08

  End of Fiscal Years; Fiscal Quarters      75  

Section 5.09

  [Reserved]      76  

Section 5.10

  Payment of Taxes      76  

Section 5.11

  Use of Proceeds      76  

Section 5.12

  Additional Security; Further Assurances; Etc.      76  

Section 5.13

  [Reserved]      77  

Section 5.14

  [Reserved]      77  

Section 5.15

  [Reserved]      77  

Section 5.16

  [Reserved]      77  

Section 5.17

  [Reserved]      77  

Section 5.18

  Maintenance of Company Separateness      77  

Section 5.19

  [Reserved]      77  

Section 5.20

  Maintenance of Ratings      77  

Section 5.21

  Designation of Subsidiaries      78  

 

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