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SEC Filings

SC 13D/A
FIRST PACIFIC ADVISORS, LP filed this Form SC 13D/A on 10/30/2018
Entire Document
 


Schedule 13D

CUSIP No. 25501G105

 

  (1)   

Name of Reporting Persons:

 

J. Richard Atwood

  (2)  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  ☐        (b)  ☐

 

  (3)  

SEC Use Only:

 

  (4)  

Source of Funds (See Instructions):

 

OO

  (5)  

Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):

 

  (6)  

Citizenship or Place of Organization:

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

     (7)    

Sole Voting Power

 

0

     (8)   

Shared Voting Power

 

2,187,132 (1)

     (9)   

Sole Dispositive Power

 

0

   (10)   

Shared Dispositive Power

 

2,187,132 (1)

(11)  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

2,187,132 (1)

(12)  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):

 

(13)  

Percent of Class Represented by Amount in Row (11):

 

30.9% (2)

(14)  

Type of Reporting Person (See Instructions):

 

IN, HC

 

(1)

Includes 1,272,769 shares of common stock of the Issuer issuable upon the conversion of shares of Mandatorily Convertible Preferred Stock, 472,319 shares of common stock of the Issuer issuable upon the exercise of Series A Warrants and 374,771 shares of common stock of the Issuer issuable upon the exercise of Series B Warrants.

(2)

Based on 4,955,675 shares of common stock of the Issuer outstanding as of August 3, 2018, as reported in the Issuer’s Form 10-Q filed with the SEC on August 9, 2018, plus 1,272,769 shares of common stock of the Issuer issuable upon the conversion of shares of Mandatorily Convertible Preferred Stock, 472,319 shares of common stock of the Issuer issuable upon the exercise of Series A Warrants and 374,771 shares of common stock of the Issuer issuable upon the exercise of Series B Warrants.